Mapping evaluation workflow

The flowchart below focuses on the evaluation part of our process in detail. See Evaluation workflow – Simplified for a more condensed flowchart.

Describing key steps in the flowchart

(Section updated 1 August 2023)

1. Submission/selection (multiple routes)

   1. Author (A) submits work (W), creates new submission (submits a URL and DOI), through our platform or informally.

      • Author (or someone on their behalf) can complete a submission form; this includes a potential "request for embargo" or other special treatment.

   2. Managers and field specialists select work (or the project is submitted independently of authors) and the management team agrees to prioritize it.

      • For either of these cases (1 or 2), authors are asked for permission.

   3. Alternate Direct Evaluation track: "Work enters prestige archive" (NBER, CEPR, and some other cases).

      • Managers inform and consult the authors but permission . (Particularly relevant: we confirm with author that we have the latest updated version of the research.)

2. Prioritization

   • Following author submission ...

     • Manager(s) (M) and Field Specialists (FS) prioritize work for review (see Project selection and evaluation).

   • Following direct evaluation selection...

     • "evaluation suggestions" (see examples here) explaining why it's relevant, what to evaluate, etc., to be shared later with evaluators.

   • If requested (in either case), M decides whether to grant embargo or other special treatment, notes this, and informs authors.

3. an Evaluation Manager (EM – typically part of our management team or advisory board) to selected project.

4. EM invites evaluators (aka "reviewers") and shares the paper to be evaluated along with (optionally) a brief summary of why The Unjournal thinks it's relevant, and what we are asking.

   • Potential evaluators are given full access to (almost) all information submitted by the author and M, and notified of any embargo or special treatment granted.

   • EM may make special requests to the evaluator as part of a management policy (e.g., "signed/unsigned evaluation only," short deadlines, extra incentives as part of an agreed policy, etc.).

   • EM (, optionally) may add "evaluation suggestions" to share with the evaluators.

5. Evaluator accepts or declines the invitation to review, and if the former, agrees on a deadline (or asks for an extension).

   • If the evaluator accepts, the EM shares full guidelines/evaluation template and specific suggestions with the evaluator.

6. Evaluator completes .

7. Evaluator submits evaluation including numeric ratings and predictions, plus "CI's" for these.

   • Possible addition (future plan): Reviewer asks for minor revisions and corrections; see "How revisions might be folded in..." in the fold below.

8. EM collates all evaluations/reviews, shares these with Author(s).

   • Evaluator must be very careful not to share evaluators' identities at this point.

     • This includes caution to avoid accidentally-identifying information, especially where .

     • Even if evaluators chose to "sign their evaluation," their identity should not be disclosed to authors at this point. However, evaluators are told they can reach out to the

   • Evaluations are shared with the authors as a separate doc, set of docs, file, or space; which the . (Going forward, this will be automated.)

   • It is made clear to authors that their responses will be published (and given a DOI, when possible).

9. Author(s) read(s) evaluations, given two working weeks to submit responses.

   • If there is an embargo, there is more time to do this, of course.

10. EM creates evaluation summary and "EM comments."

11. EM or UJ team publishes each element on our PubPub space as a separate "pub" with a DOI for each (unless embargoed):

    1. Summary and EM comments

       • With a prominent section for the "ratings data tables"

    2. Each evaluation, with summarized ratings at the top

    3. The author response

       • All of the above are linked in a particular way, with particular settings; see notes

12. Authors and evaluators are informed once elements are on PubPub; next steps include promotion, checking bibliometrics, etc.

13. ("Ratings and predictions data" to enter an additional public database.)

Note that we intend to automate and integrate many of the process into an editorial-management-like system in PubPub.

Consideration for the future: enabling "minor revisions"

In our current (8 Feb 2023 pilot) phase, we have the evaluators consider the paper "as is," frozen at a certain date, with no room for revisions. The authors can, of course, revise the paper on their own and even pursue an updated Unjournal review; we would like to include links to the "permanently updated version" in the Unjournal evaluation space.

After the pilot, we may consider making minor revisions part of the evaluation process. This may add substantial value to the papers and process, especially where evaluators identify straightforward and easily-implementable improvements.

How revisions might be folded into the above flow

If "minor revisions" are requested:

• ... the author has four (4) weeks (strict) to make revisions if they want to, submit a new linked manuscript, and also submit their response to the evaluation.

• Optional: Reviewers can comment on any minor revisions and adjust their rating.

Why would we (potentially) consider only minor revisions?

We don't want to replicate the slow and inefficient processes of the traditional system. Essentially, we want evaluators to give a report and rating as the paper stands.

We also want to encourage papers as permanent-beta projects. The authors can improve it, if they like, and resubmit it for a new evaluation.